---
title: BCM Audit Process Stage 1 to Stage 4
description: BCM Audit Process Stage 1 to Stage 4 in the A Manager's Guide to Auditing and Reviewing Your Business Continuity Management Program
image: https://blog.bcm-institute.org/hubfs/Audit%20Morepost/TOC%20Audit/IC_Morepost_Audit%20TOC_Stage%201%20to%204-1.png
---

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# BCM Audit Process Stage 1 to Stage 4

This book aims to prepare both the novice and the experienced Auditor for the process of auditing a BC Plan, BCM program, and BCM system. The content focuses on the planning and formulation of an audit plan.

The blog is the table of content and it consolidates the entire 4-stage BCM Audit Process.

[Moh Heng Goh](https://blog.bcm-institute.org/audit/author/moh-heng-goh) Jul 10, 2021

###### BCMS Audit Certified Planner-Specialist-Expert

![Bann_Managers Guide Book_Audit_](https://blog.bcm-institute.org/hs-fs/hubfs/BCM%20Audit%20Graphic/Bann_Managers%20Guide%20Book_Audit_.jpg?width=750&name=Bann_Managers%20Guide%20Book_Audit_.jpg)

#### What Does BCM Audit Process Entail?

![IC_Morepost_Audit TOC_Stage 1 to 4-1](https://blog.bcm-institute.org/hs-fs/hubfs/Audit%20Morepost/TOC%20Audit/IC_Morepost_Audit%20TOC_Stage%201%20to%204-1.png?width=233&name=IC_Morepost_Audit%20TOC_Stage%201%20to%204-1.png)The entire BCM Audit Process involves the following phases:

##### Stage 1: Audit Planning and Preparation

- Audit Preparation
- Audit Planning

##### Stage 2: Audit Fieldwork

- Pilot Fieldwork
- Audit Fieldwork

##### Stage 3: Audit Review and Reporting

- Reporting (Draft and Proposed)
- Reporting (Final)

##### Stage 4: Audit Follow-up

- Follow-up Audit
- Surveillance Audit (BCM Certification)

#### Table of Content

|  |   |   |
| --- | --- | --- |
| **C4** | ** C5** | **C6** |
| **Stage 1: Audit Planning and Preparation** | **Stage 2: Audit Fieldwork** | **Stage 3: Audit Review and Reporting** |
| [![Stage 1: Audit Planning and Preparation](https://no-cache.hubspot.com/cta/default/3893111/b8287215-a36c-4732-a987-fc016cbccf9b.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/b8287215-a36c-4732-a987-fc016cbccf9b) | [![Stage 2: Audit Fieldwork](https://no-cache.hubspot.com/cta/default/3893111/d3103495-3927-4de1-b9f7-4eb7f5b57f1d.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/d3103495-3927-4de1-b9f7-4eb7f5b57f1d) | [![\[BL-A-WSQ\] Stage 3: Audit Review and Reporting](https://no-cache.hubspot.com/cta/default/3893111/99e75e3c-b800-4a29-8e2c-e57209d7840c.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/99e75e3c-b800-4a29-8e2c-e57209d7840c) |
| **C7** |   |   |
| **Stage 4: Audit Follow-up** |   |   |
| [![Stage 4: Audit Follow-up](https://no-cache.hubspot.com/cta/default/3893111/69ca674b-72b2-4da7-bae8-d213e53b3156.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/69ca674b-72b2-4da7-bae8-d213e53b3156) |   |   |
| **Book Series** |   | **BCMPedia** |
|   |   | **Audit** |
| [![TheBCMSpecialistSeriesSet_Facebook](https://blog.bcm-institute.org/hs-fs/hubfs/Book%20Cover%20Series/3D%20Book%20Box%20Set/TheBCMSpecialistSeriesSet_Facebook.jpg?width=851&name=TheBCMSpecialistSeriesSet_Facebook.jpg)](https://blog.bcm-institute.org/books/useful-bcm-reference) |     | [![New call-to-action](https://no-cache.hubspot.com/cta/default/3893111/cd7120ea-124e-4f46-ad9a-48df49d65725.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/cd7120ea-124e-4f46-ad9a-48df49d65725) |

 

---

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#### Do You Want to Continue Audit Training During A COVID-19 Pandemic Outbreak?

|   | **Certification Course** |  |
| --- | --- | --- |
| [![A Manager’s Guide to Auditing & Reviewing Your Business Continuity Management Program](https://no-cache.hubspot.com/cta/default/3893111/1b9562a3-44b0-4f3b-ba1d-5563718d7d4e.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/1b9562a3-44b0-4f3b-ba1d-5563718d7d4e) | [![\[BL-3-Catalog\] What Specialist Level Blended Learning Courses that are Available?](https://no-cache.hubspot.com/cta/default/3893111/4b22a53c-6e3e-4b9e-8c2a-888423f1d26c.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/4b22a53c-6e3e-4b9e-8c2a-888423f1d26c) | [![\[BL-5-Catalog\] What Expert Level Blended Learning Courses that are Available?](https://no-cache.hubspot.com/cta/default/3893111/fe175db3-7f57-4636-bf09-e9a836aa5478.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/fe175db3-7f57-4636-bf09-e9a836aa5478) |

#### Reference Guide

Goh, M. H. (2010). A Manager's Guide to Auditing and Reviewing Your Business Continuity Management Program. Business Continuity Management Specialist Series (1st ed., p. 192). Singapore: GMH Pte Ltd.

Extracted from Chapter 2.6 for the "What Does BCM Audit Process Entail?" and "Chapter 4 to Chapter 7" for each individual audit stage.

Note:  This version is the 2nd Edition being updated in 2021. The numeric in the square bracket {C##\] is the cross-referencing of the actual chapters in 2010 Edition.

#### Find out more about Blended Learning BCM-8530 \[BL-A-5\] & BCM-8030 \[BL-A-3\]

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| --- | --- | --- |
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| [![FAQ for BL-A-3](https://no-cache.hubspot.com/cta/default/3893111/c6752f0c-5af2-46ae-8205-785a36fafc84.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/c6752f0c-5af2-46ae-8205-785a36fafc84) | Please feel free to send us a note if you have any of these questions to [sales.ap@bcm-institute.org](mailto:sales.ap@bcm-institute.org) | [![New call-to-action](https://no-cache.hubspot.com/cta/default/3893111/6566ccb3-282e-40d6-9ec9-810b5e5587d7.png)](https://cta-redirect.hubspot.com/cta/redirect/3893111/6566ccb3-282e-40d6-9ec9-810b5e5587d7) |

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