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CBS-6 Treasury and Capital Markets Operations
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This chapter outlines the “Map Processes and Resources” for the critical business service (CBS-6) of Treasury and Capital Markets Operations at Metrobank.
In accordance with established operational resilience regulations and supervisory expectations (including mapping practices referenced in the OR framework), this mapping exercise identifies the critical sub-processes, operational resources, and internal and external dependencies required to deliver Treasury and Capital Markets services.
The purpose is to establish a comprehensive view of dependencies that support core market-facing and treasury support functions, thereby enabling Metrobank to assess potential single points of failure, critical resource concentration, and resilience vulnerabilities across front, middle, and back-office workflows.
The mapping exercise encompasses human capital, technology applications, infrastructure, third-party vendors, and upstream and downstream process linkages.
This systematic approach lays the foundation for effective scenario testing, impact tolerance assessments, and eventual remediation of operational resilience gaps.
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Table P3: Map Processes and Resources for CBS-6
|
Sub-CBS Code |
Sub-CBS |
Processes |
People |
Technology (Applications & Infrastructure) |
Third-Party Vendors |
Upstream / Downstream Dependencies |
|
6.1 |
Liquidity and Cash Management |
Intraday liquidity monitoring; cash forecasting; reserve requirement management; funding allocation |
Treasury liquidity desk; risk and finance teams |
Treasury management system (TMS); core banking system; real-time payments infrastructure; SWIFT connectivity |
Payment processors, correspondent banks, and the central bank settlement system |
Upstream: core banking deposits and payments. Downstream: funding desks, ALM reporting, regulatory reporting |
|
6.2 |
Money Market Operations |
Interbank lending/borrowing; placement of surplus funds; repo transactions |
Money market dealers; treasury middle office, legal |
TMS; interbank dealing platforms; market data feeds; collateral management tools |
Interbank brokers; clearing banks |
Upstream: liquidity desk. Downstream: finance and settlement operations |
|
6.3 |
Foreign Exchange (FX) Trading and Settlement |
FX dealing, hedging, order execution, and settlement reconciliation |
FX traders, treasury operations, settlement team |
FX dealing platforms (e.g., Reuters/FX dealing); SWIFT; settlement engine; risk monitoring tools |
FX trading platforms, correspondent banks, custodians |
Upstream: market data, customer orders. Downstream: settlement systems, accounting |
|
6.4 |
Fixed Income and Securities Trading |
Government and corporate bond trading; repo markets; trade booking and validation |
Fixed income dealers; compliance; mid-office |
Trading platforms; securities settlement systems; market quote systems; OMS/EMS |
Securities exchanges; clearing houses; custodians |
Upstream: market data. Downstream: clearing and settlement, regulatory reporting |
|
6.5 |
Derivatives Trading and Risk Management |
Derivative pricing; exposure calculation; trade execution; margin calls |
Derivatives desk; risk modelling team; treasury legal |
Derivatives trading systems; risk engines; valuation tools; collateral processing systems |
OTC counterparties; clearing brokers; CCPs |
Upstream: market data, client risk profiles. Downstream: settlement, collateral, reporting |
|
6.6 |
Treasury Operations and Back-Office Support |
Trade confirmation; settlement; reconciliation; exception handling |
Treasury operations staff; finance support |
Settlement systems; reconciliation tools; SWIFT; core banking |
Custodians; payment networks; clearing agents |
Upstream: trading desks. Downstream: finance and regulatory reporting |
|
6.7 |
Collateral and Margin Management |
Collateral valuation, calls and posting, margin settlement |
Collateral analysts, back office, liquidity risk team |
Collateral management platform; risk systems; payment rails |
Custodians; CCPs; collateral agents |
Upstream: derivatives and repo desks. Downstream: funding and liquidity reports |
|
6.8 |
Treasury Risk Monitoring and Compliance |
Market risk surveillance; limit monitoring; regulatory compliance; conduct oversight |
Risk control unit; compliance officers; treasury audit |
Risk analytics tools; compliance systems; trade surveillance tools |
Regulatory reporting vendors; supervisory platforms |
Upstream: trading and treasury systems. Downstream: regulatory supervisors, board risk committee |
|
6.9 |
Investment Portfolio Management |
Strategic investment planning; asset allocation; portfolio performance monitoring |
Investment managers; asset-liability management (ALM) team |
Portfolio management tools; ALM software; market data systems |
Asset managers, custodians, research providers |
Upstream: macro data, liquidity plans. Downstream: P&L reporting, risk dashboards |
|
6.10 |
Market Data and Pricing Support |
Market data aggregation; valuation feeds; benchmark pricing |
Market data analysts; quantitative support |
Market data terminals; pricing engines; integrated market data distribution |
Data vendors (e.g., Bloomberg, Refinitiv); price benchmark providers |
Upstream: external market sources. Downstream: trading systems, valuation tools, risk reporting |
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The mapping of processes and resources for CBS-6 Treasury and Capital Markets Operations establishes explicit visibility into the components essential for sustained service delivery.
Such mapping is fundamental for identifying critical interdependencies and operational risks across liquidity management, trading operations, securities settlement, collateral processes, and risk governance.
This operational blueprint strengthens Metrobank’s resilience posture by supporting targeted scenario testing, enhancing risk mitigation controls, and enabling proactive remediation of vulnerabilities.
Comprehensive understanding of the interrelated functions and dependencies ensures that Metrobank can withstand severe disruptions and continue to support market integrity, client obligations, and regulatory expectations.
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