Auditing Business Continuity Management

Structure and Content of a BCM Audit Report

Written by Moh Heng Goh | Sep 19, 2020 8:11:42 AM

Structure of BCM Audit Report Content

This is a summary of the report contents. The major sections are as follows:

  • Number of non-conformity
  • Non-conformance location(s)
  • Activities where none detected
  • Most frequent type of violations
  • Recommendations

Sample of Overall Audit Report Structure

This is a sample structure of an audit report. It is not an exhaustive list, but the following should be included or observed:

  • Audit identification and date
  • Audit Reference
  • Auditee Information and details
  • Objective, Scope and Criteria
  • Audited Standard(s)
  • Auditor Names
  • Audit Schedule(s)
  • Audit Checklist
  • Procedure References
  • Personnel Interviewed
  • Audit Findings / Observations
  • Agreed Non-conformance(s)
  • Non-conformance Reports
  • Corrective Actions (If Completed)
  • Summary
  • Suggestions
  • Approval Sign-Off
  • Make Copies
  • File Record

Leave Out of Audit Report

  • Insignificant details
  • Any points not discussed
  • Ambiguous statements
  • Confidential information
  • Auditor Opinions

Summary

These are the activities to be completed as part of Stage 3: Audit Review and Reporting.

  • Review and discuss audit findings and observations with the Executive Management
  • Share important and sensitive findings with responsible managers immediately upon verification by the Auditor. Short memo reports may be used in this process.
  • Prepare a first draft final report and discuss it with responsible managers immediately following the fieldwork.
  • This meeting will provide the opportunity for responsible managers to discuss findings, conclusions, and recommendations with the Auditor.

 

 

Resource

Goh, M. H. (2016). A Manager's Guide to Auditing and Reviewing Your Business Continuity Management Program. Business Continuity Management Series (2nd ed.). Singapore: GMH Pte Ltd.

Extracted from "Stage 3: Audit Review and Reporting"

 

Singapore Government Funding for BCM-8530 Course

The next section applied to Singaporean and Singapore permanent residents.  Click button "Government Funding Available" to find out more about the funding that is available from the Singapore government.  This include the CITREP+, SkillsFuture Credit and UTAP.

 

Find out more about Blended Learning BCM-8530 [BL-A-5] & BCM-8030 [BL-A-3]

Please feel free to send us a note if you have any of these questions to sales.ap@bcm-institute.org