Auditing Business Continuity Management

Sample Audit Checklist [A]

Written by Moh Heng Goh | Sep 17, 2020 3:13:58 PM

Audit Checklist [A]

Explanation

An Audit Checklist is for keeping the Auditor focused on the task at hand. This is a sample Audit Checklist that focuses on the activities to be conducted for the auditing process.

 

Budget Hours  Audit Procedures Done By W/P Ref
Background    
       
       
Audit Objective 1: [Enter Objective]    
       

 

Audit Objective 5: [Enter Objective] Done By W/P Ref
       
Audit Wrap-Up    
 
  • Complete and index working papers.
    
 
  •  Prepare a preliminary draft of the audit report.
    
 
  •  Clear review notes.
    

 

Audit Objective 5: [Enter Objective] Done By W/P Ref
 
  • Forward draft to Auditee and request responses within 10 working days
    
 
  • Incorporate Auditee responses into the final audit report.
  •  If requested, schedule and hold an exit conference.
    
 
  • Present the audit or review report.
    

 

Description


The explanation of the content of the BCM Audit program is as follows:

 

Description Explanation
Budget Hours  
Audit Procedures Audit Procedures provide examples of procedures an Auditor might follow in an audit engagement. The objective of the procedure documents provide information on how to meet the standards when performing auditing work but do not set requirements
Done by Name of Auditor
Date Date of Observation
W/P Ref Reference to Work Paper. Working Papers are documentary evidence obtained, the content is analyzed and the audit conclusions reached. This is the reference number assigned
Audit Objective(s)  
Audit Wrap-up  

 

 

Resource

Goh, M. H. (2016). A Manager's Guide to Auditing and Reviewing Your Business Continuity Management Program. Business Continuity Management Series (2nd ed.). Singapore: GMH Pte Ltd.

Extracted from "Appendix 2:  : Audit Checklist"

 

Singapore Government Funding for BCM-8530 Course

The next section applied to Singaporean and Singapore permanent residents.  Click button "Government Funding Available" to find out more about the funding that is available from the Singapore government.  This include the CITREP+, SkillsFuture Credit and UTAP.

 

Find out more about Blended Learning BCM-8530 [BL-A-5] & BCM-8030 [BL-A-3]

Please feel free to send us a note if you have any of these questions to sales.ap@bcm-institute.org
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